Regulatory Compliance: MaRisk AT 4.4.2

Comprehensive Mastery – From Basics to Practical Perfection 

• Regulatory framework and updates – key developments 
• Compliance organization and responsibilities – setting up an effective compliance function and defining clear roles 
• Risk analysis and internal controls 
• Legal inventory and monitoring – managing regulatory requirements and ensuring compliance through structured oversight 
• Reporting and communication – practical case studies and group

Real practitioners decrypt regulatory compliance. The structure of an effective regulatory compliance unit (from 1 to x men / women department) is taught from the ground up, examproven and not at all »dry«. 

Benefits of the Seminar 

• Proof of expertise 
• Irreplaceable basis for efficient and legally compliant handling of regulatory compliance 

Bonus 

For the topics Legal Inventory, Risk Assessment, and Informing Management, you will also receive practical file toolboxes – packed with editable sample checklists, job descriptions, risk analyses, and more, provided in Word and Excel formats.